Ferrara on Insider Trading and The Wall

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The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.

This valuable book discusses the evolution of the law of insider trading and explores ways in which corporations can use compliance programs to deter wrongdoing, with particular attention to multi-service financial institutions. Ferrara on Insider Trading and The Wall demonstrates how such firms can implement “Chinese Walls” and other procedural devices to prevent employees who acquire material nonpublic information from sharing it with employees who trade securities.

The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading. They also discuss recent cases and other important developments such as Rule 10b5-1 trading plans and a heightened regulatory focus on hedge funds. In addition, the book provides suggested guidelines for deterring insider trading by employees.

Book #00632; looseleaf, one volume, 890 pages; published in 1995, updated as needed; no additional charge for updates during your subscription. Looseleaf print subscribers receive supplements. The online edition is updated automatically. ISBN: 978-1-58852-069-2.

Additional Information
SKU 632ONL
Division Name Law Journal Press
Volumes 1
Product Types Books
Brand Law Journal Press
Jurisdiction National
ISBN 978-1-58852-069-2
Page Count 890
Edition 0
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Ralph C. Ferrara
Donna M. Nagy
Donna M. Nagy is the C. Ben Dutton Professor of Business Law at the Indiana University School of Law, Bloomington and teaches courses in Securities Regulation, Securities Litigation, and Corporations. Previously she was the Charles Hartsock Professor of Law at the University of Cincinnati College of Law. Prior to teaching, Professor Nagy was an associate in the Washington D.C. office of Debevoise & Plimpton, where she represented corporations and individuals in connection with government investigations and civil and criminal proceedings.
Herbert Thomas
Herbert Thomas is the Chief Business Development and Marketing Officer of Dewey & LeBoeuf LLP, working from the New York office. Prior to joining Dewey & LeBoeuf, he was a securities litigator with Debevoise & Plimpton, where his practice focused on representing corporations and individuals in complex class and derivative actions.
PART ONE:
THE LAW OF INSIDER TRADING


CHAPTER 1
An Overview of Insider Trading

§1.01 Reasons for Prohibition
§1.02 Insider Trading—Sources of the Law
[1] The Federal Securities Laws
[2] Mail Fraud, Wire Fraud

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