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Ferrara on Insider Trading and The Wall

Name: Ferrara on Insider Trading and The Wall
Brand: Ferrara on Insider Trading and The Wall
SKU: 632ONL
Price: 857 USD
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The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.

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Ferrara on Insider Trading and The Wall illustrates the development of insider trading laws and explores how corporations, especially multi-service financial institutions, can implement compliance programs to prevent illegal activities. It explains how such firms can use measures like Chinese Walls and other procedures to ensure that employees with access to material nonpublic information do not share it with those involved in securities trading. The authors also analyze the influence of key legislative acts, such as the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act, and SEC regulations on selective disclosure and insider trading. The book includes recent case law and developments, in trading plans, and address the increasing regulatory scrutiny on hedge funds. Furthermore, it offers recommendations for companies on how to effectively deter insider trading among their employees.

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Additional Information

Additional Information
SKU	632ONL
Division Name	LJP
Volumes	1
Product Types	Books
Brand	LJP
Jurisdiction	National
ISBN	978-1-58852-069-2
Page Count	0
Edition	0

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Sample Chapter

Icon	Label	Description	Type	Size	Download
	Insider Trading Chapter 1-R34		pdf	92.5 KB	Download

Table Of Contents

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Author Info

Ralph C. Ferrara

Corporate Defense Lawyer Ralph C. Ferrara is an experienced business law attorney and well-regarded author. His practice includes a wide range of litigation, business, regulatory and corporate governance matters. He represents corporations and individuals in complex securities class and shareholder derivative actions as well as contested mergers and acquisitions, advises corporate clients on SEC reporting and disclosure requirements, represents corporations and individuals in government investigations and enforcement proceedings, conducts corporate internal investigations, handles consumer financial services issues, and counsels corporate officers and boards on all of these matters.

Donna M. Nagy

Donna M. Nagy is the C. Ben Dutton Professor of Business Law at the Indiana University School of Law, Bloomington and teaches courses in Securities Regulation, Securities Litigation, and Corporations. Previously she was the Charles Hartsock Professor of Law at the University of Cincinnati College of Law. Prior to teaching, Professor Nagy was an associate in the Washington D.C. office of Debevoise & Plimpton, where she represented corporations and individuals in connection with government investigations and civil and criminal proceedings.

Herbert Thomas

Herbert Thomas is the Chief Business Development and Marketing Officer of Dewey & LeBoeuf LLP, working from the New York office. Prior to joining Dewey & LeBoeuf, he was a securities litigator with Debevoise & Plimpton, where his practice focused on representing corporations and individuals in complex class and derivative actions.

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