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Fund Governance: Legal Duties of Investment Company Directors
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Online + eBook
$871.00
In stock
Only %1 left
SKU
663ONL
This book includes a fund board's legal duties under the federal securities laws/state corporate and trust law. It examines the impact of statutes and regulations, SEC guidance, and court cases.
Fund Governance: Legal Duties of Investment Company Directors is a comprehensive and essential resource that thoroughly examines the legal responsibilities of directors of mutual funds and closed-end funds. The treatise provides an in-depth analysis of the duties fund boards must adhere to under both state corporate and trust law, as well as federal securities regulations. It also highlights the distinct obligations of independent directors and offers practical guidance on fund governance best practices. It also covers crucial areas of fund governance, including fiduciary duties, board structure and operations, audit committees, and advisory and distribution agreements. It addresses significant topics such as fund asset management and affiliated transactions. Additionally, treatise delves into director indemnification and insurance matters and emphasizes the unique requirements for directors of money market funds and closed-end funds. SEC guidance, and court rulings, it illustrates the evolving nature of fund governance. Fund Governance: Legal Duties of Investment Company Directors is an indispensable tool for navigating the complex legal landscape of investment company governance and ensuring compliance with applicable laws.
Updated as needed—no extra charge for updates during your subscription.
| SKU | 663ONL |
|---|---|
| Division Name | LJP |
| Volumes | 1 |
| Product Types | Books |
| Brand | LJP |
| Jurisdiction | National |
| ISBN | 978-1-58852-102-6 |
| Page Count | 0 |
| Edition | 0 |
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| Icon | Label | Description | Type | Size | Download |
|---|---|---|---|---|---|
|
1282 | 44.7 KB | Download |
Robert A. Robertson
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