Securities Regulation: Liabilities and Remedies
Annual Subscription with Automatic Renewal
Securities Regulation: Liabilities and Remedies provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws. This comprehensive volume helps you deal successfully with such matters as: disclosure of self-dealing; protecting confidential information; insider trading; “soft information”; bad financial news; merger negotiations; a company's duty to update information; public and private offerings; the “fraud on the market” theory of reliance; shareholder remedies, including derivative suits; secondary liability; SEC enforcement; RICO; tender offer developments in the legislatures and the courts; going-private transactions; and more.
Throughout the book, you'll find analysis of the latest SEC regulations and releases, court decisions and federal and state legislation, including the Private Securities Litigation Reform Act and the Sarbanes-Oxley Act.
Book #00582; looseleaf, two volumes, 1,348 pages; published in 1984, updated as needed; no additional charge for updates during your subscription. Looseleaf print subscribers receive supplements. The online edition is updated automatically. ISBN: 978-1-58852-021-0.
|Division Name||Law Journal Press|
|Brand||Law Journal Press|
Selected Disclosure Obligations
§ 1.01 Introduction
§ 1.02 Qualitative Disclosure—Generally
§ 1.03 Self-Dealing by Corporate Directors and Officers
 Disclosure Not Based on Line Items
 Limited Exceptions
 Viability of Limited Exceptions
 Disclosure of “Effect”
§ 1.06 Antisocial, Unlawful or Unethical Company Policies
§ 1.07 Adjudicated Illegal Activities by Officers and Directors
§ 1.08 Pending Lawsuits Against Officers and Directors
§ 1.09 Business Expertise and Reputation of Officers and Directors
§ 1.10 A Proposed Framework for Disclosure of Qualitatively Material Information
§ 1.11 Quantitative and Qualitative Disclosure: The Ramifications of Staff Accounting Bulletin 99 (“SAB 99”), Ganino