Ferrara on Insider Trading and The Wall

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The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.

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This valuable book discusses the evolution of the law of insider trading and explores ways in which corporations can use compliance programs to deter wrongdoing, with particular attention to multi-service financial institutions. Ferrara on Insider Trading and The Wall demonstrates how such firms can implement “Chinese Walls” and other procedural devices to prevent employees who acquire material nonpublic information from sharing it with employees who trade securities.

The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading. They also discuss recent cases and other important developments such as Rule 10b5-1 trading plans and a heightened regulatory focus on hedge funds. In addition, the book provides suggested guidelines for deterring insider trading by employees.

Book #00632; looseleaf, one volume, 890 pages; published in 1995, updated as needed; no additional charge for updates during your subscription. Looseleaf print subscribers receive supplements. The online edition is updated automatically. ISBN: 978-1-58852-069-2.

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Additional Information
SKU	632ONL
Division Name	LJP
Volumes	1
Product Types	Books
Brand	LJP
Jurisdiction	National
ISBN	978-1-58852-069-2
Page Count	0
Edition	0

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Sample Chapter

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	Insider Trading Chapter 1-R34		pdf	92.5 KB	Download

Table Of Contents

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Author Info

Ralph C. Ferrara

Corporate Defense Lawyer Ralph C. Ferrara is an experienced business law attorney and well-regarded author. His practice includes a wide range of litigation, business, regulatory and corporate governance matters. He represents corporations and individuals in complex securities class and shareholder derivative actions as well as contested mergers and acquisitions, advises corporate clients on SEC reporting and disclosure requirements, represents corporations and individuals in government investigations and enforcement proceedings, conducts corporate internal investigations, handles consumer financial services issues, and counsels corporate officers and boards on all of these matters.

Donna M. Nagy

Donna M. Nagy is the C. Ben Dutton Professor of Business Law at the Indiana University School of Law, Bloomington and teaches courses in Securities Regulation, Securities Litigation, and Corporations. Previously she was the Charles Hartsock Professor of Law at the University of Cincinnati College of Law. Prior to teaching, Professor Nagy was an associate in the Washington D.C. office of Debevoise & Plimpton, where she represented corporations and individuals in connection with government investigations and civil and criminal proceedings.

Herbert Thomas

Herbert Thomas is the Chief Business Development and Marketing Officer of Dewey & LeBoeuf LLP, working from the New York office. Prior to joining Dewey & LeBoeuf, he was a securities litigator with Debevoise & Plimpton, where his practice focused on representing corporations and individuals in complex class and derivative actions.

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